Federal Rules and Regulations that apply to Techno Products, Inc.

IntroductionUnder the federal official rules and regulations, the Security moment of 1933 governs the initial issuance and adjustment of securities, as opposed to the Securities Exchange execute of 1934 which governs financial reporting, and the fitting of people involved with the sale of securities. The enforcement authority given by Congress allows the SEC to bring genteel enforcement actions against individuals or companies entrap to have committed be fraud, provided false information, or act in insider trading or other violations of the securities law. They also shit with criminal law enforcement agencies to prosecute individuals and companies alike for severe offenses. The new York Stock Exchanges provides an efficient method for buyers and sellers to trade shares of stock in companies registered for public trading. The exchange provides efficient price dis taily via an vendue environment designed to produce the fairest price for both parties. The federal securit y law under the Securities and Exchange Commission (SEC) is pliant for administering rules to regulate various stock exchanges, utility holding companies, enthronement trusts, and investment advisers. The Sarbanes-Oxley Act was signed into law on July 30, 2002. Sarbanes-Oxley is considered the to the highest tip significant change to federal securities laws in the United States. The Sarbanes-Oxley Act is designed to review dated legislative audit requirements to keep investors by improving the accuracy and reliability of corporate disclosures, cover issues such as establishing a public company explanation oversight board, corporate responsibility, auditor independence, and enhanced financial disclosure. Sarbanes-Oxley requires bare disclosure as well as criminal and obliging penalties for securities violations and significantly longer jail sentences and larger fines for corporate executives who knowingly and willfully misstate financial statements. In this research pa per, the encyclopaedism team B will prepar! e a analysis of NYSE, SEC, and SOX requirements in Techno Products Inc. Additionally, the research paper will described and... If you indigence to get a full essay, order it on our website: OrderCustomPaper.com

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